§ 23.150. Scope.
124 words·~1 min read·
/us/cfr/t17/s§ 23.150·A research copy — for the controlling text, always check the official state or federal source. Not legal advice.
(a)The margin requirements set forth in §§ 23.150 through 23.161 shall apply to uncleared swaps, as defined in § 23.151, that are executed after the applicable compliance dates set forth in § 23.161.
(b)The requirements set forth in §§ 23.150 through 23.161 shall not apply to a swap if the counterparty:
(1)Qualifies for an exception from clearing under section 2(h)(7)(A) of the Act and implementing regulations;
(2)Qualifies for an exemption from clearing under a rule, regulation, or order issued by the Commission pursuant to section 4(c)(1) of the Act concerning cooperative entities that would otherwise be subject to the requirements of section 2(h)(1)(A) of the Act; or
(3)Satisfies the criteria in section 2(h)(7)(D) of the Act and implementing regulations.
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register
- Rules and RegulationsFinal rule
- Rules and RegulationsRequest for comment
- Rules and RegulationsFinal rule SUMMARY: The Commodity Futures Trading Commission (“Commission” or “CFTC”) is adopting amendments to the margin requirements for uncleared swaps for swap dealers (“SD”) and major swap participants (“MSP”) for which there is no prudential regulator (the “CFTC Margin Rule”)
- Rules and RegulationsFinal rule
- Rules and RegulationsFinal rule
- NoticesFinal rule
- Rules and RegulationsInterim final rule; request for comments
- NoticesFinal rule
- NoticesNotice of proposed rulemaking
- NoticesFurther notice of proposed rulemaking
- NoticesNotice of proposed rulemaking
- NoticesProposed order and request for comment
- NoticesProposed rule
- Rules and RegulationsNotice of comparability determination for margin requirements for uncleared swaps under the laws of Japan
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§ 23.150
Scope.
Fed. Reg.×21
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